Securities Counsel

Gregory B. Simon Law, LLC is a Chicago-based securities law firm that represents investors and financial advisors in a range of securities matters, including in FINRA arbitrations, throughout the United States. Whether you are an investor who has been the victim of investment fraud or a financial advisor dealing with an employment dispute, Gregory B. Simon Law has the expertise to counsel you during these important and challenging times. Securities law is an extremely narrow and specialized legal area that requires the skill of a knowledgeable advocate. Gregory B. Simon Law has significant experience handling securities matters throughout the country. Let us put our skills to work for you.

For a free confidential consultation, please call 312-924-2880 or use the contact form below.

Current Investigations

GPB Capital Holdings, with 1.8 billion in investor funds, has stopped raising investor money while it seeks to straighten out issues related to the accounting and financial statements of two of its biggest funds. Read More

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News & Updates

In the matter of Lorenzo v. SEC, the U.S. Supreme Court held that liability under Rule 10b-5(a) and (c) of the Securities Exchange Act of 1934 may be imposed even where the defendants are not the actual “maker” of the alleged misleading statement… Read More

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