For Financial Advisors

Gregory B. Simon Law, LLC represents financial advisors throughout the United States in employment-related disputes and regulatory matters initiated by the SEC, FINRA and other state regulators. Financial advisors work in a highly regulated and complex industry that is ever changing. The attorneys at Gregory B. Simon Law have significant experience counseling financial advisors on a host of employment issues and navigating financial advisors through the intricacies of regulatory inquiries, investigations and enforcement actions. Contact Gregory B. Simon Law for a free, confidential consultation.