For Investors

Gregory B. Simon Law, LLC represents investors throughout the country who have lost money as a result of the misconduct of their trusted broker. Investment misconduct can take many forms and is often very difficult for the average investor to detect, especially when a client is reassured by their advisor that “everything is fine.” Moreover, the laws and regulations governing securities transactions are intricate and complex. If you believe that you may have been the victim of investment fraud, it is important that you seek out experienced securities counsel who can diligently review your matter and determine if any wrongdoing occurred. Gregory B. Simon Law is acutely knowledgeable of the legal duties that brokers owe to their customers and can determine when those duties have been violated. Contact Gregory B. Simon Law for a free, confidential consultation.

Investment Fraud

We have extensive experience dealing with investment-related claims involving fraud, breach of fiduciary duty, unsuitable investments, churning, failure to diversify, alternative investments, unauthorized trading, failure to execute, and failure to s… Read More

Investors FAQs

Answers to investors' frequently asked questions about FINRA arbitration. Read More

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