Mediation

Gregory B. Simon serves as a neutral mediator predominantly in disputes in the securities industry. Greg is available to mediate a variety of financial-related matters throughout the country, including customer complaints and intra-industry employment disputes. Please contact Gregory B. Simon Law for availability and current rates.

Greg draws on his significant legal experience in the financial services industry when serving as a mediator. Over the last 15+ years, Greg has represented individual investors and financial advisors, as well as many of the country’s largest brokerage firms, both in private practice and as in-house counsel at Morgan Stanley. Accordingly, Greg has a keen understanding of the different perspectives and competing interests that come along with a variety of contested securities matters. Furthermore, Greg has handled numerous FINRA arbitrations involving a wide range of customer and industry disputes, and he has personally tried over 35 arbitrations (and counting) to a final award. Greg’s deep litigation experience gives him unique insight when called upon to take an evaluative approach in a mediation.

Greg’s substantial legal experience also means that he can easily digest materials and prepare for mediations, resulting in efficient and economic use of time for all parties. Parties that retain Greg for a mediation can be assured that they will receive a truly diligent and conscientious neutral who is focused on facilitating a resolution for his clients.

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